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Christopher Commission
Results: 605

#	Item
311	Simon M. Lorne 666 Fifth Avenue, 8th Floor New York, NY[removed]Joseph McLaughlin 787 Seventh Avenue, 19th Floor Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-07 11:45:08 Investment Stock market Corporate crime U.S. Securities and Exchange Commission Regulation D Christopher Cox Credit rating agency Private placement Securities Act Financial economics United States Securities and Exchange Commission Finance
312	Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F St. NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-10 10:47:13 Executive pay Management Recruitment Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation U.S. Securities and Exchange Commission Investor Protection and Securities Reform Act Christopher Cox Business Financial economics Employment compensation
313	Microsoft Word[removed]Agenda - WITH COX.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-15 11:27:13 Chief compliance officer U.S. Securities and Exchange Commission Chief executive officer Business Christopher Cox Corporate governance Management Regulatory compliance
314	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-29 16:55:35 WESL Christopher Cox U.S. Securities and Exchange Commission Fax Business Technology Annette Nazareth Financial adviser
315	Microsoft Word - EMMA.SEC.NFMA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-22 15:51:25 United States Securities and Exchange Commission Municipal Securities Rulemaking Board 73rd United States Congress U.S. Securities and Exchange Commission Financial economics Financial system Securities Exchange Act Christopher Cox CUSIP Financial regulation Electronic Municipal Market Access United States securities law
316	NYSE Euronext 20 Broad Street I 10th Floor New York I NY[removed]t[removed]f[removed]LIFFE USA Limited I Registered in England and Wales no[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:20:23 Financial markets United States Securities and Exchange Commission United States securities law Corporate crime U.S. Securities and Exchange Commission Rule 144A Broker-dealer Futures contract Christopher Cox Financial economics Financial system Finance
317	Microsoft Word - Integrity Research Comment S7[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-02 11:39:27 Business Soft dollar United States securities law Hedge fund U.S. Securities and Exchange Commission Financial adviser Christopher Cox Investment Company Act Financial economics Finance Investment
318	55 Water Street New York, NY[removed]Te1212[removed]www.standardandpoors.com September 22,2008 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-23 11:13:43 73rd United States Congress Government Economy of the United States Municipal Securities Rulemaking Board Electronic Municipal Market Access Stock market U.S. Securities and Exchange Commission Tower Amendment Christopher Cox United States Securities and Exchange Commission Financial regulation United States securities law
319	August 1, 2008 Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-05 10:13:05 Finance Accounting software SEC filings XBRL Christopher Cox Financial statement Center for Audit Quality Generally Accepted Accounting Principles Public Company Accounting Oversight Board Accountancy Business Auditing
320	INVESTMENTS THAT M A K E A D I F F E R < N C E @ July 23,2007 I Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-24 11:31:23 Law Management SEC filings Private law Shareholder resolution Proxy statement Christopher Cox Annual general meeting U.S. Securities and Exchange Commission Corporate governance Corporations law Business

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